HOW TO OBTAIN U.S. RECORDS

ShipChapter 5 in your reading, also provided information on how to obtain the records listed. For more information on numerous other resources, two excellent books, designed for, and written by immigration genealogists, stand out as sources for additional information. Because of the importance of passenger lists for tracing immigrant origins, researchers should read both books (they are relatively short) to fully understand the value and use of Immigration Passenger Lists, as well as earlier lists of passengers to the United States (or the former colonies).

They are John P. Colletta’s, They Came in Ships (revised edition, Salt Lake City: Ancestry, 1993) and Michael Tepper’s, American Passenger Arrival Records (Baltimore: Genealogical Publishing Company, 1988). Both are found in the Family History Center in Monterey.

To Find Your Immigrant Ancestor
Remember four things to find your immigrant ancestor on the passenger lists:

1. Name used when he and his family boarded the ship. (May be a foreign version of the given name that corresponds with the nationality of the port of departure.)
2. Name of ship. (May be found on a ship passenger index from Ancestry.com, or from the indexes based on the year of arrival found on U.S. records such as census records of 1900 to 1930.)
3. Port of arrival. (May be guessed by ancestor’s residence near the time of arrival, or may be listed on a naturalization paper. Were they still an alien after 1940? Those naturalization papers are centralized and could be ordered. Also search the port indexes.)
4. Date of arrival (See explanation under #2 above.)

Records to search for this information

1. Indexes, both on microfilm at NARA in Washington, D.C., and on film from the Family History Library and on-line at www.ancestry.com. Not all complete, so when you cannot find it in one place check the others.
2. Family records for naturalization certificate; on-line and microfilm naturalization indexes available through the FHLC.
3. Census records.
4. USCIS (United States Citizenship and Immigration Service) records of alien registrations

U.S. Citizenship and Immigration Service Records. There are several records available ONLY from the USCIS. All must by requested either under the Privacy Act or the Freedom of Information Act. These include: "A" files (Alien Registration files); "C" files (Naturalizations); Immigrant Visa Applications; and Board of Special Inquiry flies.

Your correspondence with USCIS must state that you are requesting the information under either the Privacy Act (PA) or the Freedom of Information Act (FOIA). Use the privacy act when requesting your own files. Use the Freedom of Information Act when requesting someone else's files. Provide the following information:

  • Name including any variations or aliases used
  • Date of birth (at least an approximate year)
  • Date of death and a copy of the obituary or death certificate
  • Residence in the U.S. (if requesting alien registration file on or after 1940)

Whenever possible, provide the number of the files you want. For example, Immigration Visa Application, the visa number, consulate at which issued and the date of issue will be found on the passenger manifest. Visas were required beginning about 1924-1925. Alien registration was required by the Act of June, 1940. The Alien Registration Number will often be found on the Naturalization Petition if the person later became a citizen. Having the number simply makes it easier for the USCIS to respond to your inquiry.

Send your letter to the following address:

USCIS- FOIA
2nd Floor, ULLB
425 I Street, NW
Washington, DC 20536

Indicate on the bottom left corner of the envelope whether it is a PA of FOIA request.

Keep your letter short and direct.

You will usually receive an acknowledgement from the USCIS. The actual file will (hopefully) arrive about six (6) months later.

Alien Registration Files. Under the Act of 28 June 1940, aliens entering the United States as immigrants, and residents of the United States who had not yet naturalized, were required to register with the Immigration and Naturalization Service (INS). Annual renewals were required.

Immigrant Visas. A document issued by a U.S. Consul abroad authorizing an alien to apply for admission as an immigrant to the United States. These where required beginning about 1924-1925.

Naturalization (Citizenship) Files. Beginning in 1906, the INS has a copy of all persons who became naturalized American citizens. The original record was retained by the Court. A copy was forwarded to the INS. Whenever possible, obtain the petition and record of naturalization from the issuing court. Between 1790 and 27 September 1906, the only record of naturalization is in the court where the person become a citizen. The USCIS does not have a copy of these records.

Board of Special Inquiry Files. Some immigrants where detained at the port of entry. For these listed on the "Aliens Held for Special Inquiry" page, there may be a file. Those individuals had a hearing before an Immigration Commissioner. In the New York arrival manifests, these pages are at the end of the ship's manifest. There are no such pages for the Boston passenger lists, but you many see the initials "SI" to the left of the passenger's name. IF a person is listed on the page "Record of Aliens Detained," there will be no such record.

When requesting a "Board of Special Inquiry" file or "Immigrant Visa" file, it might be helpful to include a copy of the record with your request.

Microfilm publication M1371, registers and indexes for Passport Application, contains the names of those who applied for passports between 1810 and 1906 on 13 rolls of microfilm. This is available at NARA facilities in Washington and Pittsfield. Since they are government films, it is very likely that the Family History Library has also acquired them. There is an excellent article on passport applications on the NARA web page at www.archives.gov, under the genealogy page.

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